摘要
中小民营企业作为国民经济的重要组成部分，是拉动国民经济增长的重要力量，是
国民经济未来发展的一支生力军。但是中小民营企业既没有国企强大的背景，也没有领
先型民营企业聚集的高端人才，最重要的是没有雄厚的资金作为支撑，这些都给中小民
营企业的发展带来了瓶颈。同时，随着 “大众创业，万众创新”理念的提出与深化发展、
信息化、数字化和智能化的开放和普及，科技创新已经成为国家和社会发展的必要保证，
这一切都需要国家大力发展科技型企业，特别是鼓励中小民营高科技企业遍地开花。然
而，中小民营高科技企业依旧存在没背景、没人才、没资金的情况，这些情况会导致企
业创新后劲不足、成长期较短、绩效水平低等问题。因此，探究科技型中小民营企业的
发展困难，解决其资金、人才、关系瓶颈，探究影响企业绩效的关键要素是本文的研究
核心。通过对丰台科技园区民营企业的研究发现，发展迅速的企业均得到了各级政府的
扶持，即政府补贴是解决中小民营高科技企业资金束缚重要的手段和方式。基于以上现
实背景，本文以 2018年-2019年丰台科技园区享受政府补贴的中小民营高科技企业为样
本，研究了政府补贴对科技型中小民营企业的影响，并探究了“政府补贴——创新水平
——企业绩效”这一影响路径，最后分析了党组织和企业主教育水平对政府补贴和企业
绩效的调节作用。本文主要采用了问卷调查的方式收集数据，并通过实证回归进行了数
据分析。研究发现：（1）政府财政补贴对科技型中小民营企业的财务绩效具有正向激励
作用，说明在高科技行业中，政府补贴的力度能够促进中小民营企业的发展。（2）从中
介效应来看，政府补贴可以通过提高创新水平来正向促进科技型中小民营企业的绩效水
平，说明很多科技型中小企业在获得政府补贴后会将投资利用在创新发展上，通过提升
创新水平来实现企业的健康发展，保证企业绩效。（3）从调节效应来看，企业主受教育
水平能够正向调节政府财政补贴对科技型中小民营企业绩效的影响，说明企业主等高级
管理者的受教育程度越高，企业就会将得到的政府补贴更多地投资与企业发展、提升绩
效相关的战略活动中，从而保证绩效水平；而非公党组织对政府补贴与企业绩效之间的
调节关系不显著，说明党组织参与民用企业还不能通过影响政府补贴来促进绩效，这可
能是由于中小民营高科技企业的党组织治理水平有待提升，还没有建立起有效的政治关
系，导致企业无法从党组织治理这一途径获取政府资源，从而体现党组织治理的调节作
用尚不显著。本文的启示如下：（1）政府层面：对中小民营高科技企业要加大资金扶持
力度、创新扶持模式并加强监督管理；（2）企业层面：要转变观念发挥自身优势、强化
风险管理意识，加强党组织建设力度、提升党组织治理水平，增进与政府的沟通。
关键词：政府补贴；中小民营高科技企业；绩效；创新
I
Abstract
As an important part of the national economy, small and medium private enterprises are
an important force to drive the growth of the national economy and a new force in the future
development of the national economy. However, small and medium private enterprises do not
have the strong background of state-owned enterprises, nor do they have high-level talents
gathered. The most important thing is that they do not have strong funds as support. These have
brought bottlenecks to the development of small and medium private enterprises. Meawhile,
with the introduction and deepening development of the concept of "mass entrepreneurship and
innovation", the opening and popularization of informatization, digitization and intelligence,
technological innovation has become a necessary guarantee for the development of the country
and society, all of which require the country to vigorously develop science and technology,
specially small and medium-sized private enterprises of high technology are encouraged to
flourish everywhere. However, technology-based small and medium-sized private enterprises
still have no background, no talents, and no funds. These situations will lead to problems such
as insufficient innovation, short growth periods, and low performance levels. Therefore,
exploring the development difficulties of technology-based small and medium-sized private
enterprises, solving the bottleneck of their funds, talents, and relationships, and exploring the
key elements that affect corporate performance is the main research of this paper.Through
research on private enterprises in Fengtai Science and Technology Park, it is found that fast-
growing enterprises are supported by governments at all levels, that is, government subsidies
are an important means and method to solve the capital constraints of small and medium-sized
private enterprises. Based on the above background, this paper uses the small and medium
private high-tech enterprises that received governmentsubsidies in Fengtai Science and
Technology Park from 2018 to 2019 as a sample to study the impact of government subsidies
on technology-based small and medium private enterprises, and explores the influence path of
"government subsidies——innovation level——Enterprise performance" , and analyzes the
adjustment effect of party organization and business owner's education level on government
subsidies and enterprise performance. This paper mainly uses questionnaire to collect data, and
conducts data analysis through regression analysis.
This research found that: (1) Government financial subsidies have a positive incentive
effect on the financial performance of small and medium-sized technology-based private
enterprises, indicating that in the high-tech industry, the strength of government subsidies can
promote the development ofsmall and medium-sized privateenterprises. (2) From the
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