政府引导类股权投资基金是根据国家有关规定由各级政府按照“政府引导、市 场运作”原则，通过财政资金控股、参股、跟投或融资担保等多种参与形式带动金 融机构、社会资本共同投资参与特定领域投资的政策性基金。在我国外部摩擦加剧、 宏观经济层面压力剧增、总体经济增速放缓、政策环境不断趋于严格及东北振兴迫 切需要的整体背景下，如何确立CS股权投资基金有限公司的发展战略，一方面有 利于发挥其在本地区具有先天领域垄断竞争优势，归集区域内优质资源，降低企业 融资风险；另一方面有利于发挥政府性资金的使用效率，合理提高政府资金的金融 杠杆，有利于减轻地方经济压力，带动本地基础设施和公共服务配套升级。 本文以CS股权投资基金为研究对象，基于发展战略理论和战略管理理论，制 定符合CS基金公司经营需求的发展战略建议。论文在文献研究和数据分析的基础 上，详细说明了CS公司所面临的问题及内、外部环境，为CS股权投资基金有限 公司发展战略选择提供依据。同时，从企业自身优势、劣势、机会和威胁为出发点， 运用SWOT等分析工具进行分析，明确CS股权投资基金有限公司战略选择和发 展目标。最后，在明确战略实施方式的基础上，通过完善人力资源、激励机制、技 术保障、和风险防控等战略保障措施，整合基金公司可利用资源，实现企业发展战 略目标。 关键词：发展战略；引导基金；平台化 沈阳理工大学硕士学位论文 Abstract Government-guided equity investment funds are driven by financial institutions and social capital through various forms of participation such as financial capital holding, equity participation, joint investment, or financing guarantee in accordance with the relevant state regulations. A policy fund that participates in investments in specific areas. Against the backdrop of intensified external friction in China, sharply increasing pressure on the macroeconomic level, slowing down overall economic growth, continuous optimization of the policy environment, and the urgent need for the revitalization of the Northeast, how to establish the development strategy of CS Equity Investment Fund Co., Ltd. is conducive to the development of It has a monopoly competitive advantage in the innate field in the region, which brings together high-quality resources in the region and reduces corporate financing risks. On the other hand, it is conducive to the use of government funds, rationally increase the financial leverage of government funds, and help reduce local economic pressures. To promote the upgrading of local infrastructure and public services. This article takes CS equity investment funds as the research object, and based on the development strategy theory and strategic management theory, puts forward development strategy recommendations that meet the operating needs of CS fund companies. On the basis of literature research and data analysis, the paper analyzes in detail the problems facing CS companies and their internal and external environments, and provides a basis for the choice of development strategy of CS Equity Investment Fund Co., Ltd. At the same time, starting from the company's own strengths, weaknesses, opportunities and challenges, it uses SWOT analysis tools to analyze and clarify the strategic choice and development goals of CS Equity Investment Fund Co., Ltd. Finally, on the basis of clarifying the implementation of the strategy, through the improvement of human resources, incentive mechanisms, technical guarantees, and risk prevention and control strategies, integrated fund companies can use resources to achieve strategic goals for corporate development. Key words：Development strategy; guiding fund; platformization 沈阳理工大学硕士学位论文 目 录 第1章 绪 论 .......................................................................................................... 1 1.1 研究背景与意义 ...................................................................................... 1 1.1.1 研究背景 ...................................................................................... 1 1.1.2 研究意义 ...................................................................................... 2 1.2 国内、外理论研究现状 .......................................................................... 3 1.2.1 国外研究现状 .............................................................................. 3 1.2.2 国内研究现状 .............................................................................. 4 1.2.3 文献评述 ...................................................................................... 5 1.3 研究方法与内容 ...................................................................................... 5 1.3.1 研究方法及工具 .......................................................................... 5 1.3.2 研究内容 ...................................................................................... 6 1.4 研究的创新点 .......................................................................................... 7 第2章 理论基础和基本概念 ................................................................................ 8 2.1 企业发展战略的相关理论 ...................................................................... 8 2.1.1 企业战略管理理论 ...................................................................... 8 2.1.2 企业发展战略理论 ...................................................................... 8 2.2 股权投资基金基本概念 .......................................................................... 9 2.2.1 私募股权投资基金定义 .............................................................. 9 2.2.2 股权投资基金的分类 ................................................................ 10 2.2.3 CS基金选择 ............................................................................... 12 第3章 CS股权投资基金有限公司基本情况和问题分析 ................................. 13 3.1 CS股权投资基金有限公司基本情况 ................................................... 13 3.1.1 基本情况 .................................................................................... 13 3.1.2 投资方向 .................................................................................... 13 3.1.3 组建原则 .................................................................................... 13 3.1.4 工作定位 .................................................................................... 14 3.1.5 合作单位的选择 ........................................................................ 15 3.1.6 项目的评审标准 ........................................................................ 15 3.2 CS股权投资基金有限公司存在的问题和原因分析 ........................... 15 沈阳理工大学硕士学位论文 沈阳理工大学硕士学位论文 3.2.1 融资渠道严重收窄 .................................................................... 15 3.2.2 专业化水平程度较低 ................................................................ 17 3.2.3 基金功能定位不清晰 ................................................................ 17 3.2.4 项目来源较为单一 .................................................................... 18 第4章 CS股权投资基金有限公司发展环境及定位分析 .................................. 19 4.1 CS股权投资基金有限公司发展的外部环境分析 ................................ 19 4.1.1 政治环境 .................................................................................... 19 4.1.2 经济环境 .................................................................................... 23 4.1.3社会环境 ..................................................................................... 26 4.1.4 技术环境 .................................................................................... 27 4.1.5 行业分析 .................................................................................... 28 4.1.6 外部环境评价 ............................................................................ 30 4.2 CS股权投资基金有限公司发展的内部环境分析 ................................ 31 4.2.1 企业现状 .................................................................................... 31 4.2.2 人力资源 .................................................................................... 31 4.2.3 项目资源 .................................................................................... 33 4.2.4 竞争力分析 .............................