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本文对国内外学者关于区域自主创新能力相关文献进行了概述，首先分析了
创新、自主创新以及自主创新能力等方面的科学内涵，并认定了自主创新能力有
助于我国经济可持续发展的实事；其次，本文基于对区域自主创新能力内涵的界
定，阐述区域自主创新能力影响因素，在研究现有评价指标体系的基础上，构建
了适于评价中国新疆与哈萨克斯坦区域自主创新能力的指标体系( 共 3 层 13 个
指标) ；再次，本文结合构建的自主创新评价指标体系，利用 2000-2015 年之间
的数据，选择因子分析方法对中国新疆与哈萨克斯坦的区域自主创新能力进行了
实证研究。评价结果表明，虽然中国新疆区域自主创新能力近几年来得到了较快
的发展，但跟哈萨克斯坦相提并论，各有长短之处。最后根据得出的结论并结合
存在的问题，对新疆区域自主创新能力的建设提出了一些对策建议，也是文章着
重论述的一个部分，最后在前述分析的基础上，提出了本文主要不足之处与展望
关键词： 区域自主创新能力；综合评价；对策建议新疆大学 2017 届硕士研究生毕业论文
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Abstract
Nowadays, international competition and regional economic development is
becoming fiercer by the day. For this reaosn, the ability to make independent
innovations has become a key aspect of a particular regions, even a whole country&39;s
economic competitiveness. Improving the ability to make innovations independently
and strengthening competitiveness has become one of the key factors in promoting the
development of regional economy. This paper shall take Regional Independent
Innovation Capability (RIIC) as its focus of investigation, aiming to compare and
evaluate such capabilities in both Xinjiang, China and Kazakhstan.
In this paper, a summary is made of related literature from both in and out of
China. Firstly, the author will not only provide a scientific definiton of innovation,
independent innovation and the capability of regional independent innovation, but
also identify its possible contribution to the sustainable economic development of our
country. Secondly, based on the aforementioned given definition, this paper shall
comment upon the factors which may influence regional independent innovation
capability. Furthermore, taking the indexing systems in existing research as a point of
reference, this paper shall establish its own indexing system (comprised of a total of
three levels and thirteen indexes) suitable for the evaluation of independent
innovation capability in both Xinjiang and Kazakhstan. Through the estalishment of
its own evaluation and indexing system, this paper shall make use of data from the
years between 2000-2015, using a factor analysis approach to conduct empirial
research on the regional independent innovation ability of Xinjiang, China and
Kazakhstan. Results have shown that the regional capability of Xinjiang to conduct
independent innovation has seen a rapid development in recent years. However, when
compared with Kazakhstan, one can see that each system has its own good and bad
points. Finally, taking the conclusions reached by the author and combining them with
the existing problems, this paper shall put forward a series of suggestions to aid the
construction of Xinjiangs regional independent innovation capability. This is the most
important section of this thesis. In conclusion, on the basis of the analyses proposed新疆大学 2017 届硕士研究生毕业论文
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above, the author has addressed the inadequacies of this thesis and possible prospects
for research in the future.
Keywords: Regional Independent Innovation Ability; Comprehensive Evaluation;
Countermeasures and Suggestions新疆大学 2017 届硕士研究生毕业论文
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目 录
摘要 .......... I
Abstract........ II
1 绪 论.........1
1.1 选题背景和研究意义........1
1.1.1 选题背景.....1
1.1.2 研究意义.....2
1.2 研究内容和研究方法........2
1.2.1 研究内容.....2
1.2.2 研究方法.....3
1.3 研究思路与研究框架........4
1.3.1 研究思路.....4
1.3.2 研究框架.....5
1.4 创新及不足之处....5
1.4.1 创新之处.....5
1.4.2 不足之处.....6
2 相关概念界定与文献回顾...........7
2.1 相关概念的界定....7
2.1.1 创新定义的提出与发展.....7
2.1.2 自主创新的概念.....7
2.1.3 自主创新能力的内涵.........9
2.2 国外的研究现状..11
2.2.1 关于区域自主创新能力的相关研究.......11
2.2.2 区域自主创新能力评价体系的相关探讨........... 11
2.3 国内的研究现状..12
2.3.1 关于区域自主创新能力的相关研究.......12
2.3.2 区域自主创新能力评价体系的相关探讨...........12
2.3.3 关于区域自主创新能力评价方法研究...14
2.4 国内外文献评述..15
3 中国新疆与哈萨克斯坦区域自主创新现状对比分析.16
3.1 中国新疆与哈萨克斯坦经济状况现状分析......16
3.2 自主创新能力的现状对比分析..17
3.2.1 自主创新投入现状...........17
3.2.2 自主创新环境现状...........19新疆大学 2017 届硕士研究生毕业论文
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3.2.3 自主创新产出现状...........21
4 区域自主创新能力评价体系的构建.....23
4.1 影响区域自主创新能力主要因素分析..23
4.2 区域自主创新评价体系的构建原则......24
4.3 区域自主创新能力评价体系......25
5 中国新疆与哈萨克斯坦区域自主创新能力实证分析.......
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