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本文打破传统的主要分析生产性服务业对制造业价值链攀升的直接促进作
用的研究框架，从产业组织模式创新角度研究生产性服务业网络促进制造业价值
链攀升的作用机理。本文主要从以下几个方面展开研究：
探究生产性服务业网络促进制造业价值链攀升的微观机理。以专业化和分工
为基础，借鉴新兴古典经济理论建立内生性生产性服务业和制造业价值链分离与
分立的分工演进模型，通过一般均衡和超边际分析方法探究制造业价值链内生产
性服务环节和制造环节分离与分立的动力来源，分析生产性服务业网络的微观生
成机理，识别生产性服务业网络与专业化水平、交易效率、人均收入水平等变量
的相互关系，进而明确生产性服务业网络与制造业价值链攀升的内在规律
验证生产性服务业网络促进制造业价值链攀升的网络效应的存在。对制造业
价值链定量问题展开研究，以国内出口技术复杂度作为衡量中国制造业在全球价
值链中的位置；运用空间计量分析设定邻近距离、地理距离和经济特征等空间权
重矩阵，多维度、动态地考察生产性服务业网络促进制造业价值链攀升的网络效
应
评价生产性服务业网络促进制造业价值链攀升的重要作用。本文运用德尔菲
法对个别企业进行案例研究，考察并评价企业如何通过构建生产性服务业网络链
接到全球生产体系，极大限度地在更广泛空间范围内整合资源并提高自身竞争优
势，进而实现由价值链低端的生产制造向价值链高端的研发、品牌与服务等环节
攀升的具体行为过程，以此进一步为理论分析和实证检验提供具有解释力的现实
依据
本文的理论贡献主要体现在以下几个方面：一是本文通过以专业化和分工为
基础的生产性服务业网络促进制造业价值链攀升的微观考察，并结合宏观的实证
检验和具体企业的案例分析，从产业组织创新视角系统论证了生产性服务业网络
促进制造业价值链攀升的机理。二是本文力争克服主流的将生产者和消费者完全
隔离，而忽视专业化和分工而无法分析经济组织演进的新古典经济研究局限，尝
试以新兴古典经济理论模型来研究生产性服务业网络组织促进制造业价值链攀
升的内在规律，以便更好地解释宏观经济现象。三是多维度、动态地实证检验生产性服务业网络对制造业价值链攀升的网络效应，为生产性服务业促进制造业价
值链升级提供新的理论联系实际的方法论
关键词：生产性服务业网络，制造业，价值链ABSTRACT
The interactive development of producer services and manufacturing industry is
the fundamental way to the transformation and upgrading of manufacturing industry
in China. Chinese manufacturing industry is currently lying in the mid-and low-end in
the global value chain. It is an important and urgent practical problem that how to
develop producer services innovatively in China to help manufacturing industry climb
to the high-end of global value chain, and is also a hotspot in academia.
This dissertation breaks through the traditional research framework which
analyzes the direct effect of producer services to manufacturing value chain upgrading.
And we tries to study the acting mechanism from the perspective of industrial
organization innovation. We focuses on the research from the following aspects:
To explore the microscopic mechanism of producer services network to promote
manufacturing industry value chain upgrading. On the basis of specialization and
division of labor, applying the new classical economics theory, throughout the
establishment of endogenous division of labor model which including producer
services and manufacturing industry, the study explores the powerful source of
motivation for the separation of producer services and manufacturing industry with
the method of general equilibrium and infra-marginal analysis, and analyzes the
microscopic formation mechanism of producer services network. The study also
identifies the relationship between the producer services network and the variables
(such as the level of specialization, transaction efficiency and the level of per capita
income), therefore we could clarifies the inherent laws of producer services network
and manufacturing value chain upgrading.
To verify the existence of network effects that producer services network
promotes manufacturing value chain upgrading. We make the quantitative research on
the manufacturing value chain, and take the domestic technological sophistication of
Chinese manufacturing industry exports to measure the Chinese manufacturing
position in the global value chain. Using spatial econometric analysis and set
contiguity distance, geographic distance and economic characteristics of spatial
weights matrix, which in order to multi-dimensionally and dynamically investigate
the network effects.To evaluate the importance of producer services network to promote
manufacturing value chain upgrading. Using Delphi method make case studies on
individual enterprise. The study inspects and evaluates the behavior process that how
enterprise establishes producer services network and links it to the global value chain,
and how to integrate resources greatly within the broader space and enhance its
competitive advantage, so as to upgrade from the low-end that work on manufacturing
to the high-end that engage in R&D, brand and services in the global value chain. The
result could further provide an explanatory realistic basis for the theoretical analysis
and the empirical test in this dissertation.
The theoretical contributions of this dissertation are as following: Firstly, we
demonstrates the mechanism of producer services network to promote manufacturing
industry value chain upgrading systematically from the perspective of innovative
industrial organization, the study is mainly accomplished by means of making a
micro-investigation that producer services network, combining with the
macro-empirical test and the case analysis of concrete enterprise, promote
manufacturing value chain upgrading based on the theory of specialization and
division of labor. Secondly, we strives to overcome the limitations of the mainstream
neoclassical theory that couldn’t analyze the evolution of economic organization,
because it completely separates producers from customers and overlooks
specialization and division of labor. The dissertation analyzes the inherent laws that
producer services network promotes manufacturing value chain upgrading depend on
new classical economic theory in order to explain the macroeconomic phenomenon
better. Thirdly, we test the network effects of producer services network on
manufacturing value chain upgrading with multi-dimensional and dynamic empirical
studies, which provides a new methodology of theory into practice that how producer
services promote manufacturing value chain upgrading.
KEY WORDS: Producer services network, Manufacturing Industry, Value ChainI
目 录
第章 绪论1.1 研究背景1
1.1.1 现实背景 1
1.1.2 理论背景 3
1.2 研究问题5
1.2.1 现实问题 5
1.2.2 关键科学问题·5
1.3 研究基本思路、方法与创新点6
1.3.1 研究基本思路·6
1.3.2 主要研究方法·7
1.3.3 创新点 8
1.4 研究目的及意义9
1.4.1 研究目的 9
1.4.2 研究意义 · 10
1.5 研究框架和文章结构·
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