目前国内大多数研究是把开发式创新与探索式创新分别看成两个构念进行
研究,很少有学者直接研究开发式创新与探索式创新的平衡策略。本研究进一步
梳理了二元创新平衡理论的相关发展脉络,发现现有研究过度强调了二元创新的
协同效应,却过度忽视了外部环境、资源约束的影响,因此遗漏了另种二元创
新平衡策略:间断平衡。实际上,当前中国中小型新创企业占据主导地位,开发
式创新和探索式创新的竞争效应也将会被凸显,那么内部资源约束和外部竞争环
境下的二元创新平衡策略及策略选择对于企业绩效的影响算是本土化的、有价值
的研究选题
本文在甜人学者研究的基础之上,探讨企业二元创新平衡策略的内外部影响
因素及其绩效结果:(1)内外部环境因素会对企业的二元创新平衡策略产生何种
影响 (2)开发式创新与探索式创新平衡策略的选择对于企业的长短绩效会产
生怎样的影响研究基于二元创新理论,以外部环境和资源约束为切入点,研究
了二元创新平衡策略的前因,即外部环境和资源约束对于二元创新平衡策略选择
的影响机制;同时也进一步研究了二元创新平衡策略的后果,即其对于企业绩效
的影响,揭示了不同创新策略的选择对于企业长短期绩效的不同影响
研究得出了如下结论:(1)外部技术环境动态性正向影响企业的二元平衡创
新策略;(2)外部竞争环境强度TF.向影响企业的二元平衡创新策略(3)外部需
求不确定性正向影响企业的间断平衡创新策略;(4)内部资源约束正向影响间断
平衡创新策略;(5)二元平衡创新策略正向影响企业的短期财务绩效,也正向影
响企业的长期竞争优势;(6)间断平衡创新策略正向影响企业的短期财务绩效,
负向影响企业的长期竞争优势
关键词:二元创新间断平衡内外部环境企业绩效
1 Abatract
ABSTRACT
With the transformation of China&39;s economy,most enterprises will face
increasingly fierce competition.On the one hand,it may threaten the survival of the
enterprises,on the other hand,it may also bring more opportunities.In the changing
environment,balancing the exploitative and explorative innovations is a very
important thing for those enterprises which want to succeed in current and future
competitions.Those enterprises not only need to conduct the exploitative innovation
under restrict condition,but also need to conduct the explorative innovation for the
sake of acquiring constantly competitive advantage.However,the different paths and
ability request of two innovations may make the enterprise get into the innovation
dilemma.
Recently,most of domestic researches consider the exploitative innovation and
explorative innovation as two independent conceptsTherefore,few scholars directly
study the strategy for balancing the exploitative and explorative innovations.By
re-examining the development of the theory of exploitative and explorative
innovations,the thesis find a problem in recent researches that a lot of scholars
overemphasize synergistic effect of the exploitative and explorative
innovations,instead of paying attention to the influences from the external
environment and resources.Therefore,they neglected another ambidexterity strategy of
exploitative and explorative innovations:punctuated equilibrium.Actually,in recent
days,with the small and medium-sized start-ups dominating in China^the competitive
effect of exploitative and explorative innovations will attract people’s
attentions.Consequently,the theory of the ambidexterity strategy of exploitative and
explorative innovations restricted by external environment and internal resources and
the impact of it on enterprise performance will be worthy of studying.
Based on existing researches,this thesis mainly study the external and internal
influence factors of ambidexterity strategy of exploitative and explorative innovations
and impact of it on enterprise performance.The main problems are as
followings:(l)What impact will the external and internal factors on ambidexterity
strategy of exploitative and explorative innovations for companies(2)What impact
in Abatract
will the strategy on enterprise performance Based on the theory of exploitative and
explorative innovations, with the external environment and resource constraints as the
breakthrough point,the thesis studies the reasons,that what role the restricts from
external environment and resources play in the select of ambidexterity strategy of
exploitative and explorative innovations.At the same time,the thesis studies the
consequences,that the impact of strategy on enterprise performance.Through
researching,we reveal the different influences of different selections of creative
strategies on short-term and long-term performance for companies.
In a word,we draw some conclusions as followings:(l)The dynamic of the
external technology environment positively affects ambidexterity strategy of
exploitative and explorative innovations for companies;(2)The external competitive
environment has a positive impact on the ambidexterity strategy;(3)The uncertainty of
external demand positively impacts on punctuated equilibrium;(4)The internal
resource constraints positively affect punctuated equilibrium;(5)The ambidexterity
strategy of exploitative and explorative innovations has a positive impact on
short-term financial performance and long-term competitive advantage for
companies;(6)Punctuated equilibrium positively affects short-term financial
performanceand negatively affects the long-term competitive advantage of
enterprises.
Key words:Dual Innovation, Punctuated Equilibrium,Internal and External
Environment,Enterprise Performance
IV
目录
^ ^ I
ABSTRACT Ill
第1章绪论1.1 研究背景1.2研究内容及意义1.2.1 研究内容1.2.2研究意义1.3 研究方法1.4研究创新点1.5 研究思路及框架第2章文献回顾2.1 理论基础2.1.1 组织二元性2.1.2 竞争基础观2.1.3 资源禀赋理论2.2概念界定2.2.1 二元创新
:2.2.2二元创新平衡策略2.2.3 外部环境2.2.4 资源约束2.2.5 企业绩效2.3 文献综述2.3.1 组织创新的重要性2.3.2外部竞争环境与内部资源约束对于企业二元创新平衡策略的影响2.3.3二元创新平衡策略对企业创新绩效的影响第3章理论分析与假设提出
21
V
3.1外部环境与二元创新平衡策略的关系
21
3.1.1 技术环境
21
3.1.2 竞争环境
21
3.1.3 需求环境
22
3.2资源约束与二元创新平衡策略的关系
22
3.3二元创新平衡策略与企业绩效的关系
24
第4章研究设计
27
4.1数据来源与样本选择
27
4.2变量说明
y
27
4.2.1前因变量:外部环境和内部资源
27
4.2.2二元创新平衡策略
28
4.2.3 结果变量:企业绩效
29
4.3模型设计
30
第5章实证分析
33
5.1描述性统计
33
5.2信度与效度检验
34
5.3 相关性统计
36
5.4 回归分析
38
第6章结论与未来展望
41
6.1 主要结论及启示
41
6.2 研究局限及未来展望
41
参考文献 44
m m 49
M 51
在读期间发表的学术论文与取得的其他研究成果
53
VI
第1章绪论
第1章绪论
1.1研究背景
企业面临的竞争环境R益呈现出动态化、不确定性的特点,如何才能可持续
发展是当今组织面临的重大问题,如何构建持续竞争优势也是管理学界研究者关
注的焦点问题。通过学者K〇tter(1995)的研究可以看出:任何组织都是大环境中
的一部分,而无论是组织自身的变动还是外部环境的变化,都会对组织造成某种
程度上的冲击。在这种大的开放系统之下,任何企业想要在当前甚至放眼未来的
竞争中生存下来进而脱颖而出,必须要通过不断地推动创新,才能应对多方面不
确定性带来的挑战。组织为了在竞争日益激烈、高度动态与不确定的环境下求得
生存与成长,就要越来越重视创新的重要性(GronhangandKaufmann,1988)。虽
然中国企业的整体创新力在全球仍处于低端水平,但也不乏海尔的市场链业务流
程再造、阿里巴巴的淘宝经营模式等创新之举。因此,创新作为组织应对当下及
未来充满变化的环境的有效方式,受到越来越多理论界研究者们和实践界的管理
者们的关注
众多研究者基于不同的角度以及在不同研究背景下提出了各种不同的观点,
==>>