我国目前已形成了有利于企业自主创新的基础条件和环境建设，但要真正走
向自主创新之路，我们还需要探索通过自主创新模式培育企业核心竞争力的有效
途径。本文框架共分为六个章节，第一章，叙述选题背景和研究目的、方法、内
容。第二章，详细介绍了企业自主创新和企业核心竞争力理论。第三章，企业自
主创新和企业核心竞争力的关系。第四章，企业自主创新模式分析。第五章，企
业创新基础能力识别实证研究。第六章，提升自主创新能力的对策和建议。最后
为结束语，突出中心主题。本文不仅以北京世纪洪雨科技有限公司为例,总结出
自主创新常见的 4 种模式，分析了在不同生命周期企业应做出哪种模式的选择；
而且采取调查问卷的方式，以该公司为样本，针对如何获取竞争优势、提高自主
创新能力，运用核心竞争力的视角，通过 SPSS 工具并使用因子分析方法识别
了一系列创新基础能力，为企业建构创新能力提供了结构模型，并针对为更好地
促进企业自主创新能力的提升，提出了相应的对策或建议。本文研究结论对我国
企业选择自主创新模式，如何提升自主创新能力,完善和提升企业核心竞争力具
有一定的启示和借鉴作用。
关键词：自主创新；核心竞争力；自主创新能力II
Abstract
With the development of economic globalization, the internationalization of
science and technology has become inevitable, if Chinese enterprises want to survive
and develop in the fierce market competition, we must enhance the core
competitiveness of our enterprises. The independent innovation can give enterprises
inject fresh blood continually, access to core technology, developing independent
brand, promote the rapid development of enterprises, and grasp the market of control
right and profit control. However, if the enterprises want to maintain long-term core
competitiveness, it should innovate and develop the core competitiveness constantly,
and improve and upgrade its own innovation ability constantly, to achieve the timely
jumped, in order to maintain and expand the core competition ability of competitive
advantage. If enterprises have the unique ability of independent innovation, they can
have a unique position in the same industry, and has sustained competitive advantage.
It is a decisive factor in the competition of comprehensive national power, is to
support a national rise and development, is to make the core competitiveness of
enterprises to a lasting foundation, and also the key to cultivating the core
competitiveness of enterprises. Our country has formed the basic conditions and
environmental which is convenient for the independent innovation of enterprises.
Our country has formed the basic conditions and environmental construction in
favor of independent innovation of enterprises. But if we want to go the road of
independent innovation, we need to explore the effective approaches to cultivate the
core competitiveness of enterprises through independent innovation mode. This thesis
is divided into six chapters. The first chapter describes the background of the theme
and the purpose, content, methods of the research. The second chapter introduces in
detail the enterprise independent innovation and enterprise core competence theory.
The third chapter describes the relationship between the independent innovation of
enterprises and the core competitiveness of enterprises. The fourth chapter analysesIII
the new model of the independent innovation of enterprises. The fifth chapter gives
the research on enterprise innovation capacity based empirical identification. The
sixth chapter gives the countermeasures and suggestions of enhancing the ability of
independent innovation. Finally is the conclusion to highlight this theme. The subject
not only summarizes four common modes of independent innovation, analyzes the
enterprises in different life cycle how to make mode choice based on the example of
Beijing Shijihongyu science and technology limited company; but also takes the
questionnaire, to the company as a sample, in order to obtain a competitive advantage,
improve the capability of independent innovation, with the perspective of the core
competence, and identify a series of innovation of basic ability through SPSS tool and
factor analysis, provides the structure model for enterprise to construct innovation
ability, and to better promote enterprise independent innovation ability, and puts
forward the corresponding countermeasures and suggestions. The conclusion of this
study has certain enlightenment and reference to choose independent innovation of
enterprises in our country, enhance the capability of independent innovation, and
perfect and enhance the core competitiveness of enterprises.
Keywords: independent innovation; core competitiveness；the ability of independent
innovation;IV
目 录
第一章 绪 论... 1
1.1 研究背景和意义...... 1
1.2 研究的内容、方法和目的.......... 2
1.2.1 研究的内容.... 2
1.2.2 研究的方法.... 3
1.2.3 研究的目的.... 3
1.3 研究的创新与不足之处 4
1.3.1 创新之处....... 4
1.3.2 不足之处....... 4
第二章 自主创新与企业核心竞争力理论综述.. 5
2.1 自主创新理论综述..... 5
2.1.1 国内外创新理论相关研究概况. 5
2.1.2 企业自主创新的概念与特征... 6
2.1.3 自主创新模式研究概况....... 6
2.2 企业核心竞争力理论综述.......... 10
2.2.1 企业核心竞争力理论的不同流派......... 10
2.2.2 企业核心竞争力理论概况... 11
第三章 自主创新与企业核心竞争力的关系.. 12
3.1 自主创新对企业核心竞争力的重要性 12
3.1.1 自主创新是形成竞争优势的最重要动力和源泉......... 12
3.1.2 自主创新是增强企业核心竞争力的有力途径 12
3.1.3 自主创新是培育具有国际竞争力企业的必由之路....... 12
3.2 自主创新发挥作用的前提条件..... 13
第四章 企业自主创新模式分析 14
4.1 案例分析 14
4.1.1 公司简介....... 14
4.1.2 企业自主创新历程 15
4.2 自主创新模式分类 .... 27
4.2.1 改良型自主创新模式........ 27
4.2.2 跨越型自主创新模式........ 28
4.2.3 整合型自主创新模式........ 28
4.2.4 超越型自主创新模式........ 28
4.3 企业不同发展阶段的创新模式选择. 28
4.3.1 企业成长的生命周期........ 28
4.3.2.企业初创期的自主创新模式.. 29
4.3.3 企业发展阶段的创新模式.... 30
4.3.4 企业成熟阶段的创新模式.... 30
4.3.5 企业衰退或再生期的创新模式 31
4.4 自主创新模式与自主创新能力.... 32
4.4.1 自主创新模式与能力差异分析 32V
4.4.2 提升自主创新能力的必要性. 33
第五章 企业创新能力识别实证分析........ 34
5.1 样本选择.......... 34
5.2 量表设计.......... 34
5.3 统计工具与方法选择 34
5.4 企业创新基础能力识别.......... 34
5.4.1 战略基础能力识别........ 34
5.4.2 信息基础能力识别........ 35
5.4.3 学习基础能力识别........ 36
5.4.4 研发制造基础能力识别.... 37
5.4.5 管理基础能力识别........ 38
5.4.6 市场基础能力识别........ 39
5.5 本章小结.......... 40
第六章 提升自主创新能力的对策与建议.... 42
6.1 构建企业自主创新体系，增强战略能力........ 42
6.2 增强企业自主创新意识，不断提升学习能力.... 43
6.3 坚持技术自主创新，不断提升企业研发制造水平 43
6.4 建立自主创新的人才管理机制,增强管理能力... 44
6.5 加强基础研究，注重科技成果转化与市场能力培育.......... 44
6.6 营造有利于企业自主创新能力提升的法律环境.. 44
第七章 结束语.. 46
参考文献........ 47
攻读硕士学位期间发表的论文.. 49
附件：关于企业自主创新能力与核心竞争力培育的调查问卷 511
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