装备制造业是我国高技术发展的重要领域之一，如何通过不断地技术创新，提高企 业的核心竞争力成为这些企业关注的焦点问题。S 国有装备制造公司正是这样一个高技 术制管企业，根据本企业的特点构建技术创新模式是企业面对的主要问题，本文选择这 一主题进行研究具有现实意义。 本文以 S国有装备制造公司为研究对象，探讨 S国有装备制造公司最优的技术创新 模式问题。论文运用调查法、文献研究法、定量分析法等研究方法，以技术创新及企业 管理研究的相关理论为基础，定位于自主创新、模仿创新、合作创新三种技术创新模式， 结合作者在 S 公司相关部门工作的经历，实现了对 S 公司的技术创新工作中各类问题的 准确判断，最终为 S 公司选择了适合其当下自身发展的技术创新模式，并针对性地提出 新模式的实施的路径和有效对策。 通过研究与分析，以期运用科学合理的技术创新模式，实现对 S 公司的技术创新管 理的改革与优化。本文的研究成果将对该企业具有一定的参考价值。 关键词：装备制造；技术创新模式；技术创新能力；选择模型 论文类型：应用研究III Title:Research on technological innovation mode selection of S state owned equipment manufacturing company Speciality： Business Administration Major Name ： Zhang Zhihua (signature) Instructor：Si Xunlian (signature ) ABSTRACT Equipment manufacturing industry is one of the important fields of high-tech development in China. How to improve the core competitiveness of enterprises through continuous technological innovation has become the focus of attention of these enterprises. S state-owned equipment manufacturing company is such a high-tech management enterprise, according to the characteristics of the enterprise to build a technological innovation model is the main problem faced by enterprises, this thesis chooses this topic for research has practical significance. Taking S State-owned Equipment Manufacturing Company as the research object, this thesis discusses the optimal technological innovation mode of S State-owned Equipment Manufacturing Company. Based on the relevant theories of technological innovation and enterprise management research, this thesis focuses on three modes of technological innovation: independent innovation, imitative innovation and cooperative innovation. Combining with the author's experience in the relevant departments of S Company, the thesis realizes the accurate judgment of various problems in technological innovation of S Company, and finally achieves the goal. For S company, it chooses the technological innovation mode suitable for its current self-development, and puts forward the implementation path and effective countermeasures of the new mode. Through research and analysis, we hope to use scientific and reasonable technological innovation mode to realize the reform and optimization of S company's technological innovation management. The research results of this thesis will have a certain reference value for the enterprise. Keywords: Equipment manufacturing;Technological innovation mode;Technological innovation ability;Choice model Type of thesis: application researchIV 目 录 第一章 绪 论........................................................................................................................1 1.1 论文研究背景 .............................................................................................................1 1.2 研究目的及意义 .........................................................................................................2 1.3 研究现状 .....................................................................................................................3 1.4 研究内容及技术路线 .................................................................................................6 1.5 论文的创新点 .............................................................................................................7 第二章 研究的理论和基础....................................................................................................9 2.1 技术创新能力与模式理论 .........................................................................................9 2.1.1 技术创新的概念 ..............................................................................................9 2.1.2 技术创新能力的概念 ......................................................................................9 2.1.3 技术创新能力与技术创新模式的关联 ..........................................................9 2.2 技术创新模式的分类与对比 ...................................................................................10 2.2.1 自主创新模式概述 ........................................................................................10 2.2.2 模仿创新模式概述 ........................................................................................14 2.2.3 合作创新模式概述 ........................................................................................16 2.2.4 技术创新模式间的比较与融合 ....................................................................17 2.3 装备制造业技术创新概况 .......................................................................................18 2.3.1 装备制造业概述 ............................................................................................18 2.3.2 装备制造企业技术创新能力概况 ................................................................19 第三章 S 公司技术创新的现状分析...................................................................................21 3.1 S 公司各阶段技术创新模式发展历程 .....................................................................21 3.1.1 S 公司技术创新模式回顾 ..............................................................................22 3.1.2 S 公司技术创新已取得的主要成就 ..............................................................24 3.1.3 S 公司技术创新中存在的问题分析 ..............................................................28 3.2 S 公司技术创新现行模式分析 .................................................................................30 3.2.1 S 公司技术创新战略 ......................................................................................30 3.2.2 S 公司技术创新因素分析 ..............................................................................30 3.2.3 S 公司现行的技术创新模式 ..........................................................................33 3.3 S 公司现有技术创新模式问题分析 .........................................................................34 3.3.1 现有技术创新模式存在的问题 ....................................................................34 3.3.2 需要改善的方向 ............................................................................................35 3.3.3 问题的实证分析 ............................................................................................36V 第四章 S 公司技术创新能力分析及技术创新模式选择...................................................38 4.1 S 公司技术创新能力分析 .........................................................................................38 4.1.1 S 公司技术创新能力评估 ..............................................................................38 4.1.2 S 公司技术创新能力各要素分析 ..................................................................39 4.1.3 S 公司各种产品竞争力的测算与分析 ..........................................................41 4.1.4 S 公司技术创新能力综合评价 ......................................................................51 4.2 S 公司技术创新模式的选择 .....................................................................................51 4.2.1 S 公司技术创新模式选择的原则 ..................................................................51 4.2.2 S 公司技术创新模式的构成 ..........................................................................52 4.2.3 S 公司技术创新模式的实施路径分析 ..........................................................55 4.2.4 实证问题的解决对策 ....................................................................................57 第五章 新模式实施的对策分析............................................................................................59 5.1 新模式推行的前提 ...................................................................................................59 5.1.1 新模式推行前的工作 ....................................................................................59 5.1.2 新模式的推行原则 ........................................................................................60 5.2 新模式实施的对策 ...................................................................................................60 5.2.1 管理机构的对策 ............................................................................................61 5.2.2 技术创新组织的对策 ....................................................................................63 5.2.3 新模式实施时可能存在的风险 ....................................................................64 5.2.4 新模式实施的效果预测 ................................................................................65 第六章 研究结论与建议......................................................................................................67 6.1 研究结论 ...................................................................................................................67 6.2 有待进一步解决的问题 ...........................................................................................68 致 谢......................................................................................................................................69