自PCT条约产生以来,在其框架下申请的国际专利己经成为了公司进行
专利布局的关键,我国近年来通过PCT制度提高其国际竞争力的企业日
益增加。随着愈发强大的创新能力、愈发丰富的创新资源及愈发完善的
专利保护政策,我国的PCT国际专利数量激增,己受到了全球的关注

但是,作为在PCT框架下成功实现专利申请主要机构的企业,我国企业
在这方面的近况是怎样的怎样在严峻的海外市场上增强企业竞争力
及更好地在国际市场上进行专利战略布局这些难题随着国际市场上
越来越激烈的竞争,将成为我国公司顺利走向海外市场的重要问题。此
夕卜,本文首次引入我国企业海外销售收入,讨论它与企业在PCT框架下
申请的国际专利数量的相互关系

针对以上问题,经过梳理和评述现有的关于PCT国际专利申请的研宄
文献,发现无论是在理论研究还是在实证研究方面,国内外相对于PCT国
际专利申请的研究较少。因而,本研宄在企业PCT国际专利申请的角度下,
力图揭示它与企业海外销售收入两者间的互相联系。结果发现:(1)我国
I 只有少数企业具有较强研发实力,并且这些企业主要属于通讯行业;(2)
只有在滞后二期与滞后三期时,存在从企业PCT国际专利申请到其海外销
售收入的单项因果关系;在同时滞后三期以后,两者就没有Granger因果
关系;(3)企业PCT国际专利申请数量会促进其海外销售收入的提高

此外,本文通过对华为的创新之路中汲取经验,提出了促进我国企业
专利战略的建议,以期为我国企业成功走向海外市场提供科学理论依据和
决策支持

&39;
关键词:专利,企业PCT国际专利申请,企业海外销售收入,华为
II ABSTRACT
STUDY ON INFLUENCE FACTORS OF
ENTERPRISES PCT PATENT APPLICATION
ABSTRACT
Innovation is not only a key to the promotion of total factor
productivity, the implementation of innovation-driven development is the
fundamental way to adjust the economic structure and realize the scientific
development at present. Intellectual property is the basis and measure of
independent innovation, and patent is an important part of intellectual
property rights. PCT as an important part of enterprise patent strategy, more
and more Chinese companies are using its advantages to enhance its
international competitiveness. With the promotion of innovation ability and
optimization of patent protection level, the number of China&39;s international
patents is growing which is under PCT system. However, China&39;s enterprises,
as the main part of PCT patent application, what is its PCT patent
application status How to enhance the competitiveness of enterprises in the
tough overseas market, and how to make the patent distribution better in the
international market With increasingly competition in the international
market,these problems will become the key to China’s enterprises go to the
international market successfully. In addition, this paper, UseOverseas
sales income of Chinese enterprisesas an important factor affecting the
PCT international patent applications.
In order to solve the above problems, it is found that there are few
studies on PCT international patent applications both in theory and in
hi empirical research. Based on this, from the view of PCT international patent
application, this paper investigates the relationship between the PCT
applications of China&39;s Enterprises and its overseas sales income.The results
show that: (1) There is only a small number of enterprises in China have
strong R&D ability, and most of these enterprises are in the communications
industry;(2) There is a single cause-and-effect relationship from the PCT
application of China&39;s enterprise to its overseas sales income lags behind the
second phases and third phases; (3) The number of PCT international patent
applications will increase its overseas sales revenue.
In addition, this paper draws lessons from Huawei&39;s innovation, and
puts forward some proposals to promote the patent strategy of China&39;s
enterprises. In order to provide scientific theoretical basis and decision
support for Chinese enterprises to go overseas market successfully.
KEY WORDS: patent, PCT international patent application, overseas sales
income, Huawei
IV
sa
目录
胃一章绪论 1
i.i研究背景 1
1.2问题的提出与研究意义1.3研究内容及框架1.4本课题的创新之处第二章PCT国际专利相关概念与文献综述2. 1 PCT国际专利相关概念概述2. 1. 1 PCT国际专利申请2. 1.2 PCT国际专利申请的优势与劣势2. 2 PCT相关文献综述2. 2. 1 专利 9
2.2.2 PCT 10
2.3国内外文献评述及假设的提出2-4本章小结 13
第三章企业的PGT国际专利申请影响因素研究3. 1 PCT国际专利的企业申请人现状3.2变量选取 15
3. 3 Granger 检验3.3. 1平稳性检验3.3.2 E-G协整检验3.3.3误差修正模型(ECM模型)3. 3. 4 Granger 因果检验3.4样本的总体分析3.4. 1总体描述性分析3.4.2相关性分析
21
3.5回归结果分析
21
v 3.6稳健性检验
24
3.7本章小结
24
第H章华摘例分析
25
4.1华为的PCT国际专利申请现状
25
4.2华为的创新实践
28
4.2.1华为的创新战略
28
4. 2. 2华为对创新人才的管理
33
4.2.3华为的创新考核制度
35
4. 3经验总结
36
第五章结论与政策建议
37
5. 1结论 37
5.2政策建议
37
5. 3研究局限及展望
38
献 40
^ 44
研究成果及发表的学术论文
45
作者和导师简介
46
VI Contents
Contents
Chapter 1 Introduction1.1 Background 1
1.2 Question and meaning1.3 Research contents and framework1.4 Research innovationChapter 2 Relevant theory and Research review of PCT patent2.1 Relevant theory of PCT patent2.1.1 PCT patent application2.1.2 The advantages and disadvantages of PCT intemationalp atent application 8
2.2 Research review of PCT patent application2.2.1 Patent 9
2.2.2 PCT 10
2.3 Comment on research review and Hypotheses2.4 Chapter summaryChapter 3 Influence factors for enterprises9 PCT patent application ....14
3.1 Analysis of the enterprises1 PCT international patent application3.2 Descriptive statistics3.3 Granger Test3.3.1 Stationarity test3.3.2 E-G Cointegration test3.3.3 Error correction model (ECM model)3.3.4 Granger Test3 A Variables description3.4.1 Descriptive statistics3.4.2 Correlation analysis of variables
21
3.5 Empirical results
21
VII 3.6 Robust test for model
24
3.7 Chapter summary
24
Chapter 4 Case study of HUAWEI
25
4.1 PCT patent application of Huawei
25
4.2 Innovative practice of Huawei
28
4.2.1 Innovation strategy of HUAWEI
28
4.2.2 Talent refining of HUAWEI
33
4.2.3 Assessment system of HU AWE
35
4.3 Experience summary
36
Chapter 5 Conclusion and policy suggestion
37
5.1 Conclusions
37
5.2 The recommendations
37
5.3 Study restrictions
38
References
40
Acknowledgement
44
Research results
45
Introduction of author and supervisor
46
VIII
第一章绪论
第一章绪论
1.1研究背景
早在1990年,Griliches就指出了专利可以作为衡量创新过程的一个重要指标⑴

而在科技飞速发展和经济全球化的今天,世界的经济形态已经从以消耗原材料、能
源和资本为特征的工业经济转变为以知识和信息为特征的知识经济,知识产权,尤
其是是专利的作用愈发显著,它渐渐成为一家企业、一个省(市/地区)乃至是一个
国家在竞争中处于上风的核心因素[2]。同时,随着各类产品生命周期的缩短,创新
研发更是成了各企业提升其核心竞争力的重要途径[3]。从20世纪开始,许多国家为
了促进国家整体的竞争力与科技发展,纷纷制定和实施了 “知识产权战略”,导致创
新产品在
。。。以上简介无排版格式，详细内容请下载查看