摘要
竞争联盟内创新合作模式与创新成功的关系研究
摘要
1978年中国改革开放,经济市场发生了翻天覆地的变化,日益复杂的
科学技术,不断加剧的市场竞争,越来越多元化的消费需求,竞争无处不
在,组织在竞争之中发展战略合作联盟,寻求创新突破己成为市场经济中
的主流,并且这也是企业家和经济学家都十分关注的问题。因此本文分析
竞争联盟内参与创新合作的组织主体属性特征、规模对合作创新成功与否
的影响对组织合作模式的建立具有启示意义。本文的研究对象为国内组织,
以企业为主,分析在竞争联盟内的合作模式中,合作主体的异质性与合作
规模对创新成功的影响,将合作主体按照合作方式以及规模两个分类方式
进行划分研宄,并在合作模式对创新成功影响的基础上进一步对所产生创
新结果的质量以及创新可发展的空间进行量化分析;数据方面,本研宄以
我国医药行业为例,论证竞争联盟内组织间不同创新合作模式对创新成功
的影响,以1985-2013年医药行业相关专利合作数据为研究对象,通过国
家知识产权局网站,查找并下载各医药企业所有授权的实用新型和发明专
利,使用MATLAB对数据进行清洗,STATA进行数据分析。结果表明竞
合联盟内组织间的合作模式对创新成功确实有很显著的影响,而且在本文
提到的结构上三种合作模式中,组织间跨组织合作模式以及既跨组织又跨
单元的混合型合作模式对合作创新成功概率有着正向显著的影响,而在这
两种模式中,跨组织的合作模式对创新成功程度的影响更大,更有利于创
I
北京化工大学硕士研宄生毕业论文
新合作的成功。而且结果表明,将参与合作的企业按主体性质以及合
作规模进行分析研究发现组织间产学研合作及多方合作对创新成功的概率
以及结果的质量均无显著相关。该发现揭示了合作规模以及合作主体的特
性对创新成功结果的影响,为促进组织间合作,提升创新合作成功概率以
及提高创新结果质量提供了启示

关键词:竞争,合作,创新合作模式,创新成功
II
ABSTRACT
RESEARCH ON THE RELATIONSHIP BETWEEN
TYPE OF INNOVATION COOPERATION AND
INNOVATION SUCCESS IN COMPETITION ALLIANCE
ABSTRACT
Since the reform and opening-up, great impact has been posed on China’s
economy due to the globalization and integration. As scientific technology
growing more and more complicated, the intensity of the competition within
market increasing steadily and the demands of customers diversified.
Enterprises now seek new approach to fulfill the economic and social value
during their developing process. Enterprisers economists are concerning about
the problem of innovation and cooperation. As the urgent demands for rare
resources become intense, individual enterprise could hardly complete creative
programs independently, thus resulting in that more and more companies choose
to implement collaborative innovation to remove or reduce this uncertainty and
complicacy.
Collaborative innovation refers to joint innovative activities when enterprises
and enterprises or enterprises and certain research and development institutions
(such as scientific research institutions and colleges) share mutual targets and in
in
北京化工大学硕十研究卞.毕业论文
order to fulfill them they put their preponderant resources together to reach their
goals. Benefits are apparently generous, redundant researches are avoided, scale
economic effects generated, specific technology on other field are shared and
learnt by participators, lack of funding of researches are made up. Scholars
though did some researches and discussed on the issue of collaborative
innovation, they mainly focus on the documents discusses about the effects of
elements like attributive characters, organization structure mode and scale of the
main bodies of certain kind of cooperation organization to their cooperation.
Researches shows that significant impact will be bore on if different cooperate
model were chosen. Analyzing the role of attributive characters, organization
structure mode and scale of the main bodies play will benefits the result of the
innovation. This thesis targets at enterprises at home, dealing with the effects of
inhomogeneity and the scale of the main body of a cooperation association
within competitive aligned coordination. In this thesis, the main bodies will be
discussed separately into two aspects, namely, modality of cooperation and
scales. What is more, quantitative analysis will be carried out about the quality
of the outcome of innovation and the development space of the innovation on
the basis of the effect of different cooperation mode has carried on the success
of cooperation. In order to find out the effect of different cooperation mode
has carried on the success of cooperation, this article uses pharmaceutical
industries as an example, choosing the data of patent collaboration related to
pharmaceutical industries ranging from 1985 to 2013 as the subjects of research,
IV
ABSTRACT
using MATLAB to clean data downloading from pharmaceutical industries
licensing patent and analyzing them by using STATA. Results show that
different cooperation modes will affect the success of collaboration. Three
kinds of mode of cooperation have been mentioned in this article, among them,
cooperation with both association and unit and cooperation across the
association have positive result, though the latter is more likely has a better
result. Researches also show that odds of success will increase when there are
several enterprises (institution) involved in the collaboration. In consequence,
when cooperation were studied in modality of cooperation and scales, one could
find that cooperation across the association have positive result in both the
quality of the outcome of innovation and the development space of the
innovation. The conclusion of this article will reveal the influence which
modality of cooperation and scales could have on the development of a
cooperative innovation program and provide the inspiration for enterprisers to
improve the odds of success and the quality of the outcome of innovation.
KEY WORDS: competition, cooperation, mode of cooperative innovation;
success of innovation
v
目 录
目录
绪论 1
1.1研究的背景与意义1.1.1研究的实践背景1.1.2研究的理论背景1.1.3本文的研究意义1.2论文的研究框架1.3研究数据与方法1.3.1研究数据 5
1.3.2研究方法 6
1.4本文创新点1.5 創禮 7
第二章相关理论与研究综述2.1竞争与合作影响创新结果2.2组织间合作创新成功的影响因素2.2.1资源依赖对合作创新成功的影响2.2.2知识异质性对合作创新成功的影响2.2.3知识整合能力对合作创新成功的影响2.3组织间合作创新模式的研究2.3.1合作创新伙伴选择的影响因素2.3.2合作创新模式的研究2.4基于专利数据的实证分析2.4.1专利的相关知识阐述2.4.2专利数据的优点和缺点2.4.3基于专利数据的分析方法第三章竞争联盟内组织间合作创新模式对创新成功概率的影响3.1 職 19
3.1.1跨单元、跨组织与混合模式影响创新成功概率3.1.2组织间合作的不同规模对合作创新成功概率的影响3.2样本数据来源VI
北京化丄火学硕上研宂生毕业论文
3.3变量设计
21
3.3.]因变量选取与测度
21
3.3.2自变量的选取和测度
22
3.3.3控制变量的选取和测度
23
3.4研究方法
23
3.5实证结果
25
3.6结果的分析讨论
27
第四章竞争联盟内组织间合作创新横式对创新质置的影响
.29
4.1 假设 29
4.1.1竞争联盟内合作伙伴的数量与合作创新质量的关系
29
4.1.2竞争联盟内合作主体间附属关系与合作创新质量的关系
29
4.2样本数据来源
30
4.3变量选取与测度
31
4.3.1因变量选取与测度
31
4.3.2自变量选取与测度
31
4.3.3控制变量选取与测度
31
4.4模型设定
32
4.5数据结果分析
32
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